Peter Stokes

Compliance

Peter has led a varied professional life in the financial services industry. Having started at the Co-Operative Insurance Society (Divisional Life Inspector), he moved to Lloyds Bank (Regional Induction Trainer) and The Finance Planning Group where he held the position of Business Standards Officer. Peter then spent 6 years as a Regulatory Consultant for Jelf before joining RWA, where he now looks after clients in London and the South. 

 

Areas of Expertise:

  • Setting up T&C Schemes
  • Compliance Support
  • Complaints & Claims Handling
  • Client Money
  • Face to face support

Professional Qualifications & Memberships

  • FPC 1, 2 and 3
  • Full CeMap
  • Cert CII
  • Cert PFS & Certificate of General Insurance
  • Member of the CII and PFS